compliance risk

Regulated firms at risk of financial crime without due diligence

29th February 2024 Consumer Lending | #compliance risk

New data reveals that more than nine out of 10 (92%) regulated firms do not carry out daily monitoring on clients. This exposes them to potential sanctions breaches and other financial crime such as money laundering, warn digital compliance experts at SmartSearch. Under UK law, regulated firms must identify and verify anyone they work with, to…

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compliance risk

Regulated firms at risk of financial crime without due diligence

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